Trade Surveillance and Market Abuse Detection
PiTech builds AI-augmented trade surveillance programs for broker-dealers and investment banks reducing false-positive alert volumes 30–50%, delivering full MAR and MiFID II manipulation typology coverage, and producing the regulatory methodology documentation that SEC and FINRA trade surveillance examiners expect to see. 30–50%
Risk Analytics Platform Modernization
PiTech modernizes risk analytics infrastructure for investment banks, asset managers, and prime brokers — replacing overnight batch risk calculations with intraday and real-time engines, unifying fragmented risk data silos into a cross-asset risk data model, and delivering BCBS 239 risk data aggregation compliance documentation alongside the technical implementation.
Regulatory Reporting Automation
PiTech automates the full loan origination lifecycle from application intake through closing and servicing handoff reducing consumer origination cycle time from weeks to days, enforcing compliance controls at every workflow step automatically, and delivering the audit trail that fair lending examinations demand.
Post-Trade Data Management and Reconciliation
PiTech builds unified trade lifecycle data platforms with automated reconciliation engines, same-day break detection, and pre-populated investigation workflows enabling T+1 settlement compliance, reducing reconciliation exceptions 60–80%, and automating FINRA settlement fail reporting and DTCC submission.
KYC and Client Onboarding Automation
PiTech automates the full loan origination lifecycle from application intake through closing and servicing handoff reducing consumer origination cycle time from weeks to days, enforcing compliance controls at every workflow step automatically, and delivering the audit trail that fair lending examinations demand.